LPL Financial Advisor
CERTIFIED FINANCIAL PLANNER™
Certified Plan Fiduciary Advisor
Joey has over 18 years of experience in Finance, Insurance, and Lending. He is a graduate of Pepperdine University and holds a B.S. in Business and Management. Prior to joining LPL, he has been an Independent Advisor Representative with Hill Financial and prior to this was Regional Advisor Consultant with OppenheimerFunds.
What Joey enjoys most about the financial services industry is providing guidance and education to help his clients pursue their goals and work toward securing their legacy for the next generation. He focuses on tax services, asset allocation, risk management, and retirement and estate planning strategies. Joey has a passion for investing, utilizing a broad spectrum of asset classes and comprehensive investment strategies. He is a CERTIFIED FINANCIAL PLANNER™ and holds series 7, 63, and 65 Registrations through LPL Financial as well as California, Georgia and Colorado Life Insurance License. Joey has a Certified Plan Fiduciary Advisor credential through National Association of Plan Advisors (NAPA).
Joey and his wife Lauren keep busy with their four daughters Francesca, Katherine, Livia, and Emilia (born February 2021). Together they enjoy DIY projects, traveling, wine, and constant kid’s activities! In his free time Joey enjoys playing golf, running, and cycling. He is a two-time participant in the New York City Marathon representing the Pat Tillman Foundation and actively volunteers with Big Brothers Big Sisters of Conejo Valley.
Check the background of this investment professional on FINRA’s Broker Check.
Lisa has a BA, in Communication Studies from California State University, Long Beach. Prior to joining Cappuccino Financial, she was Vice President of Retail Sales and Marketing at Countrywide Home Loans and prior to this, she was a Marketing Manager for an aftermarket automotive company and an Assistant Account Executive at Saatchi & Saatchi.
As a Client Service Associate, Lisa works to ensure client transactions are processed accurately and in a timely manner. She prepares and coordinates the delivery of clients’ enrollment materials, transfers, and online account access.
Lisa and her husband, Ken live in Simi Valley, CA. They have two children, Alyssa, a senior at UC Davis and Ryan, a freshman at UCLA. Lisa enjoys working out, camping, cooking, reading, and hiking with her two dogs.
Nick is currently attending California Lutheran University pursuing his bachelor’s degree in Finance with a minor in Financial Planning. His goal after graduating is to get his CFP license and further his career in financial services.
As a Wealth Management Assistant, Nick focuses on research, financial projects, and client account maintenance. He also assists in preparing financial plans, data processing, social media/marketing projects, and is our technology problem solver! In his free-time, Nick enjoys working-out, recreational sports, personal finance, and strategy games.
LPL Financial is one of the nation’s leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm’s mission is rooted in the belief that objective financial guidance is a fundamental need for everyone.
LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs.
For more information about LPL financial, visit https://www.lpl.com/.