LPL Financial Advisor
CERTIFIED FINANCIAL PLANNER™
Certified Plan Fiduciary Advisor
Joey has over 18 years of experience in Finance, Insurance, and Lending. He is a graduate of Pepperdine University and holds a B.S. in Business and Management. Prior to joining LPL, he has been an Independent Advisor Representative with Hill Financial and prior to this was Regional Advisor Consultant with OppenheimerFunds.
What Joey enjoys most about the financial services industry is providing guidance and education to help his clients pursue their goals and work toward securing their legacy for the next generation. He focuses on tax services, asset allocation, risk management, retirement and estate planning strategies, and equity compensation strategies for professionals. Joey has a passion for investing, utilizing a broad spectrum of asset classes and comprehensive investment strategies. He is a CERTIFIED FINANCIAL PLANNER™ and holds series 7, 63, and 65 Registrations through LPL Financial as well as California, Georgia and Colorado Life Insurance License. Joey has a Certified Plan Fiduciary Advisor credential through National Association of Plan Advisors (NAPA).
Joey and his wife Lauren keep busy with their four daughters Francesca, Katherine, Livia, and Emilia (born February 2021). Together they enjoy DIY projects, traveling, wine, and constant kid’s activities! In his free time Joey enjoys playing golf, running, and cycling. He is a two-time participant in the New York City Marathon representing the Pat Tillman Foundation and actively volunteers with Big Brothers Big Sisters of Conejo Valley.
Check the background of this investment professional on FINRA’s Broker Check.
Location: 4950 N. Miller Road #208, Scottsdale, AZ 85251
Adam has over 15 years in the corporate retirement plan space working on the Record Keeping & TPA side. He is a graduate of Nazareth University and has his B.S. in Accounting. Prior to working at LPL, he was most recently the Internal Regional Retirement Plan Wholesaler with Paychex Retirement Securities Corp.
Adam focus is on corporate retirement plans. What he enjoys most is helping to design plans that assist both business owners and their employees to allow everyone to work toward the goal of retiring with dignity. His passion is helping everyone achieve their goals no matter where their starting point is. He holds FINRA series 6, 63 and 65 through LPL Financial (CPFA coming soon).
Adam lives in Old Town Scottsdale and stays busy exploring the hiking trails throughout the state, staying active, ski trips and spending time with his new puppy, Bella. Born and raised in New York, he really enjoys the desert weather.
Check the background of the investment professional associated with this site on FINRA's BrokerCheck.
Lisa has a BA, in Communication Studies from California State University, Long Beach. Prior to joining Cappuccino Financial, she was Vice President of Retail Sales and Marketing at Countrywide Home Loans and prior to this, she was a Marketing Manager for an aftermarket automotive company and an Assistant Account Executive at Saatchi & Saatchi.
As a Client Service Associate, Lisa works to ensure client transactions are processed accurately and in a timely manner. She prepares and coordinates the delivery of clients’ enrollment materials, transfers, and online account access.
Lisa and her husband, Ken live in Simi Valley, CA. They have two children, Alyssa, a senior at UC Davis and Ryan, a freshman at UCLA. Lisa enjoys working out, camping, cooking, reading, and hiking with her two dogs.
Nick is an LPL Financial Advisor with a deep passion for investing and all things finance. His career path has led him to financial services, where he enjoys helping clients set a plan to achieve their goals and build wealth. Nick uses his skills to contribute to managing client accounts, investment analysis, portfolio development, and a variety of other tasks.
Nick believes it is important to work with integrity, which he demonstrates by his dedication to providing authentic guidance to clients. He lives his life by the quote "Never let the fear of striking out keep you from playing the game". Nick considers it important to step out of your comfort zone and pursue growth. He lives in Santa Clarita and in his spare time Nick enjoys personal fitness, snowboarding, outdoor activities, and reading.
He currently holds his FINRA Series 65 through LPL Financial and will be graduating with a Bachelor's of Science in Business Administration with an emphasis in Finance from California Lutheran University.
LPL Financial is one of the nation’s leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm’s mission is rooted in the belief that objective financial guidance is a fundamental need for everyone.
LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs.
For more information about LPL financial, visit https://www.lpl.com/.